Principal Officer | Portfolio Manager |
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Name : Abhinandan Bandyopadhyay | Swyom Advisors Limited |
Phone : +91 9051666655 | Registered Address: 11 A, M.D Road, 2nd Floor Room No 1, Kolkata- 700007. |
E-Mail : Abhinandan.bandyopadhyay@swyom.com | Correspondent Address: Office No. B-912, Kanakia Wall Streetchakala Junction Andheri (East), Mumbai – 400 093 |
1 | Disclaimer | 3 |
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2 | Definitions | 3 |
Definitions | 6 | |
3 | Description | 6 |
4 | Penalties, pending litigation or proceedings, findings of inspection or investigations for which action may have been taken or initiated by any regulatory authority | 10 |
5 | Services Offered | 10 |
6 | Risk factors | 12 |
7 | Client Representation | 19 |
8 | The Financial Performance of Portfolio Manager (based on audited financial statements) | 17 |
9 | Performance of the Portfolio Manager | 20 |
10 | Audit Observations for preceeding three years | 21 |
11 | Nature of expenses | 21 |
12 | Taxation | 22 |
13 | Accounting policies | 41 |
14 | Investors services | 42 |
15 | General | 44 |
Annexure I | 49 | |
FORM C | 52 |
In this Document, the following words and expressions shall have the meaning specified herein, unless the context otherwise requires:
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